Resolution Compliance (authorised and regulated by the Financial Conduct Authority under FRN 574048) is a leading provider of Appointed Representative services in the UK, offering regulatory incubation for financial services firms. Bringing years of industry experience, we provide total network solutions tailored to your offering.
Through our permissions with the Financial Conduct Authority, we are able to avail these to these types of firms:
Our team of experts offer hands-on and time-efficient services which ensure you can successfully navigate and fulfil your regulatory requirements, whilst continuing to thrive as a business. We enable this through the provision of ongoing support and supervision, in an ever-changing landscape. We understand and recognise the world of regulation is continuously evolving and as such, so does our understanding of what this means for your business.
Resolution Compliance is seen as one of the UK’s leading networks for financial innovation having specific experience in equity crowdfunding, peer-2-peer lending and investment management platforms (robo-advice). We are able to provide advice regarding the outsourcing of regulated activities to a third party, i.e. arranging the safeguarding and administration of assets.